How long until ol Garza gets what's coming to him... in prison... behind a bunch of drums... with no COs anywhere to be found...?
The SEC is seeking permanent injunctive relief, the return of any ill-gotten gains, and a fine on top of that, according to the complaint.
I think prison is probably wishful thinking, unfortunately.
If you forget about the FBI investigation and others for laundering and helping terrorists move money around it does seem wishful but when you remember that Stuart Fraser brought clients to GAW that Cantor Fitzgerald couldn't legally serve due to banking laws. Then you remember that and you realize they are going to fry in the future.