There is no SEC
official administrative proceedings/investigations on GAWS/Zen, this is the SEC investigation list.
http://www.sec.gov/litigation/admin.shtmlPlus the SEC would not get involved in the reasons he has listed, those TRC file numbers are also not something the SEC uses... maybe another agency but not the SEC.
On other thing about your link : you should check the other post made by the user indeed on this website .. Interesting , espacially the last one .